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4.1 This guide is intended for use by those undertaking the development of fire hazard assessment standards for electrotechnical products. Such standards are expected to be useful to manufacturers, architects, specification writers, and authorities having jurisdiction.4.2 As a guide, this document provides information on an approach to the development of a fire hazard assessment standard; fixed procedures are not established. Any limitations in the availability of data, of appropriate test procedures, of adequate fire models, or in the advancement of scientific knowledge will place significant constraints upon the procedure for the assessment of fire hazard.4.3 The focus of this guide is on fire assessment standards for electrotechnical products. However, insofar as the concepts in this guide are consistent with those of Guide E1546, the general concepts presented also may be applicable to processes, activities, occupancies, and buildings. Guide E2061 contains an example of how to use information on fire-test-response characteristics of electrotechnical products (electric cables) in a fire hazard assessment for a specific occupancy (rail transportation vehicle).4.4 A standard developed following this guide should not attempt to set a safety threshold or other pass/fail criteria. Such a standard should specify all steps required to determine fire hazard measures for which safety thresholds or pass/fail criteria can be meaningfully set by authorities having jurisdiction.1.1 This guide provides guidance on the development of fire hazard assessment standards for electrotechnical products. For the purposes of this guide, products include materials, components, and end-use products.1.2 This guide is directed toward development of standards that will provide procedures for assessing fire hazards harmful to people, animals, or property.1.3 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use.1.4 This fire standard cannot be used to provide quantitative measures.1.5 This standard is used to predict or provide a quantitative measure of the fire hazard from a specified set of fire conditions involving specific materials, products, or assemblies. This assessment does not necessarily predict the hazard of actual fires which involve conditions other than those assumed in the analysis.1.6 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.

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5.1 Users of fire test data often need a quantitative indication of the quality of the data presented in a test report. This quantitative indication is referred to as the “measurement uncertainty”. There are two primary reasons for estimating the uncertainty of fire test results.5.1.1 ISO/IEC 17025 requires that competent testing and calibration laboratories include uncertainty estimates for the results that are presented in a report.5.1.2 Fire safety engineers need to know the quality of the input data used in an analysis to determine the uncertainty of the outcome of the analysis.1.1 This guide covers the evaluation and expression of uncertainty of measurements of fire test methods developed and maintained by ASTM International, based on the approach presented in the GUM. The use in this process of precision data obtained from a round robin is also discussed.1.2 The guidelines presented in this standard can also be applied to evaluate and express the uncertainty associated with fire test results. However, it may not be possible to quantify the uncertainty of fire test results if some sources of uncertainty cannot be accounted for. This problem is discussed in more detail in Appendix X2.1.3 Application of this guide is limited to tests that provide quantitative results in engineering units. This includes, for example, methods for measuring the heat release rate of burning specimens based on oxygen consumption calorimetry, such as Test Method E1354.1.4 This guide does not apply to tests that provide results in the form of indices or binary results (for example, pass/fail). For example, the uncertainty of the Flame Spread Index obtained according to Test Method E84 cannot be determined.1.5 In some cases additional guidance is required to supplement this standard. For example, the expression of uncertainty of heat release rate measurements at low levels requires additional guidance and uncertainties associated with sampling are not explicitly addressed.1.6 This fire standard cannot be used to provide quantitative measures.1.7 The values stated in SI units are to be regarded as standard. No other units of measurement are included in this standard.1.8 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.

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1.1 This practice establishes the conformity assessment requirements for protective gloves worn by law enforcement and corrections officers. It was developed based on end user input regarding hazards of concern and operational requirements of officers.21.2 This practice provides two options for conformity assessment: (1) supplier’s declaration of conformity (SDOC) and (2) certification.1.2.1 This practice is intended to be used by purchasers and suppliers in the procurement of gloves that meet Specification E3109, and the purchaser is responsible for selecting either SDOC or certification.NOTE 1: An ASTM guide is being developed to provide agencies and end users with information related to the selection, procurement, and use of protective gloves worn by law enforcement and corrections officers while on duty.1.2.2 The performance, testing, labeling, documentation, and reporting requirements for SDOC and for certification are specified in Specification E3109.1.3 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use.1.4 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.

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4.1 The AU method should be considered for vessels that are proven to be free of major flaws or discontinuities as determined by conventional techniques. The AU method may be used for detecting major flaws if other methods are deemed impractical. It is important to use methods such as immersion pulse-echo ultrasonics (Practice E1001) and acoustic emission (Practice E1067) to ascertain the presence of major flaws before proceeding with AU.4.2 The AU method is intended almost exclusively for materials characterization by assessing the collective effects of dispersed defects and subcritical flaw populations. These are material aberrations that influence AU measurements and also underlie mechanical property variations, dynamic load response, and impact and fracture resistance.74.3 The AU method can be used to evaluate laminate quality using access to only one surface, the usual constraint imposed by closed pressure vessels. For best results, the AU probes must be fixtured to maintain the probe orientation at normal incidence to the curved surface of the vessel. Given these constraints, this practice describes a procedure for automated AU scanning using water squirters to assess the serviceability and reliability of filament-wound pressure vessels.81.1 This practice covers a procedure for acousto-ultrasonic (AU) assessment of filament-wound pressure vessels. Guidelines are given for the detection of defect states and flaw populations that arise during materials processing or manufacturing or upon exposure to aggressive service environments. Although this practice describes an automated scanning mode, similar results can be obtained with a manual scanning mode.1.2 This procedure recommends technical details and rules for the reliable and reproducible AU detection of defect states and flaw populations. The AU procedure described herein can be a basis for assessing the serviceability of filament-wound pressure vessels.1.3 The objective of the AU method is primarily the assessment of defect states and diffuse flaw populations that influence the mechanical strength and ultimate reliability of filament-wound pressure vessels. The AU approach and probe configuration are designed specifically to determine composite properties in lateral rather than through-the-thickness directions.21.4 The AU method is not for flaw detection in the conventional sense. The AU method is most useful for materials characterization, as explained in Guide E1495, which gives the rationale and basic technology for the AU method. Flaws and discontinuities such as large voids, disbonds, or extended lack of contact of interfaces can be found by other nondestructive examination (NDE) methods such as immersion pulse-echo ultrasonics.1.5 Units—The values stated in SI units are to be regarded as standard. No other units of measurement are included in this practice.1.6 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use.1.7 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.

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5.1 The principal use of this standard is in assessment, compliance and corrective action environmental monitoring programs (for example, for a facility that could potentially contaminate groundwater). The significance of the guidance is that it presents a statistical method that allows comparison of groundwater data to regulatory and/or health based limits.5.2 Of course, there is considerable support for statistical methods applied to detection, assessment and corrective action monitoring programs that can be applied to environmental sites.NOTE 1: For example, in the United States, the 90 % upper confidence limit (UCL) of the mean is used in USEPA’s SW846 (Chapter 9) for determining if a waste is hazardous. If the UCL is less than the criterion for a particular hazardous waste code, then the waste is not a hazardous waste even if certain individual measurements exceed the criterion. Similarly, in the USEPA Statistical Analysis of Groundwater Monitoring Data at RCRA Facilities Addendum to the Interim Final Guidance (1992) (2), confidence intervals for the mean and various upper percentiles of the distribution are advocated for assessment and corrective action. Interestingly, both the 1989 and 1992 USEPA guidance documents (2, 3) suggest use of the lower 95 % confidence limit (LCL) as a tool for determining whether a criterion has been exceeded in assessment monitoring.The latest guidance in this area calls for use of the LCL in assessment monitoring and the UCL in corrective action. In this way, corrective action is only triggered if there is a high degree of confidence that the true concentration has exceeded the criterion or standard, whereas corrective action continues until there is a high degree of confidence that the true concentration is below the criterion or standard. This is the general approach adopted in this guide, as well.5.3 There are several reasons why statistical methods are needed in assessment and corrective action monitoring programs. First, a single measurement indicates very little about the true concentration in the sampling location of interest, and with only one sample it cannot be determined if the measured concentration is a typical or an extreme value. The objective is to compare the true concentration (or some interval that contains it) to the relevant criterion or standard. Second, in many cases the constituents of interest are naturally occurring (for example, metals) and the naturally existing concentrations may exceed the relevant criteria. In this case, the relevant comparison is to background (for example, off-site soil or upgradient groundwater) and not to a fixed criterion. As such, background data should be statistically characterized to obtain a statistical estimate of an upper bound for the naturally occurring concentrations so that it can be confidently determined if onsite concentrations are above background levels. Third, there is often a need to compare numerous potential constituents of concern to criteria or background, at numerous sampling locations. By chance alone there will be exceedances as the number of comparisons becomes large. The statistical approach to this problem can decrease the potential for false positive results.5.4 Statistical methods for detection monitoring have been well studied in recent years (see Gibbons, 1994a, 1996, USEPA 1992 (2, 4, 5) and Practice D6312, formerly PS 64-96 authored by Gibbons, Brown and Cameron, 1996). Although equally important, statistical methods for assessment monitoring, Phase I and II Investigations, on-going monitoring and corrective action monitoring have received less attention, (Gibbons and Coleman, 2001) (6).5.5 The guide is summarized in Fig. 1, which provides a flow-chart illustrating the steps in developing a statistical evaluation method for assessment and corrective action programs. Fig. 1 illustrates the various decision points at which the general comparative strategy is selected, and how the statistical methods are to be selected based on site-specific considerations.1.1 The scope and purpose of this guidance is to present a variety of statistical approaches for assessment, compliance and corrective action environmental monitoring programs. Although the methods provided here are appropriate and often optimal for many environmental monitoring problems, they do not preclude use of other statistical approaches that may be equally or even more useful for certain site-specific applications.1.2 In the following sections, the details of select statistical procedures used in assessment and corrective action programs for environmental monitoring (soil, groundwater, air, surface water, and waste streams) are presented.1.3 The statistical methodology described in the following sections should be used as guidance. Other methods may also be appropriate based on site-specific conditions or for monitoring situations or media that are not presented in this document.1.4 This practice offers an organized collection of information or a series of options and does not recommend a specific course of action. This document cannot replace education, experience and professional judgements. Not all aspects of this practice may be applicable in all circumstances. This ASTM standard is not intended to represent or replace the standard of care by which the adequacy of a given professional service must be judged without consideration of a project's many unique aspects. The word Standard in the title of this document only means that the document has been approved through the ASTM consensus process.1.5 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety and health practices and determine the applicability of regulatory requirements prior to use.

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4.1 Use—This guide is intended to reflect a reasonable baseline process for the completion of PCAs for use on a voluntary basis. No implication is intended that use of this guide be required to have conducted a PCA in a commercially prudent and reasonable manner. The baseline process described in this guide is subject to a moderate level of uncertainty. Because the objectives, risk tolerance, schedule, and budget of users can be dramatically different there are varying levels of PCA and due diligence that can be exercised that are both more and less comprehensive than this guide that may be appropriate to meet the objectives of the user. In accordance with ASTM protocols, this guide does not recommend a specific course of action or scope of work. Users should consider their requirements, the purpose that the PCA is to serve, and their risk tolerance to refine the scope of assessment and consultant qualifications in order to establish appropriate objectives for the assessment.4.2 Clarification of Use of Assessments: 4.2.1 Specific Point in Time—A user should only rely on the PCR for the point in time that the observations and research were conducted.4.2.2 Site-Specific—The PCA prepared in accordance with this guide is site-specific in that it relates to the physical condition of primary improvements on a specific parcel of commercial real estate. Consequently, this guide does not address many additional issues in commercial real estate transactions such as economic obsolescence, the purchase of business entities, or physical deficiencies relating to off-site conditions.4.2.3 Specific Objectives—PCAs are completed to address specific objectives identified to the consultant by the user. The consultant should be consulted prior to use of the PCA to address any other objective.4.2.4 Intended Users—PCAs are typically completed for use by contracting parties. In some cases, the use of or reliance on reports may be extended to additional parties by mutual agreement of the contracting parties. Use of or reliance on PCAs by others may violate the rights of contracting parties and fail to satisfy the objectives of such unauthorized parties.4.3 Principles—The following principles are an integral part of this guide. They are intended to be referred to in resolving ambiguity, or in exercising discretion accorded the user or consultant in conducting a PCA, or in judging whether a user or consultant has conducted appropriate inquiry or has otherwise conducted an adequate PCA.4.3.1 Uncertainty Not Eliminated—No PCA can wholly eliminate the uncertainty regarding the presence of physical deficiencies and the performance of building systems or building components. Preparation of a PCR in accordance with this guide is intended to reduce, but not eliminate, the uncertainty regarding the potential for building system or building component failure and to reduce the potential that such building system or building component may not be initially observed. This guide also recognizes the inherent subjective nature of reported opinions as to such issues as workmanship, quality of original installation, and estimating the RUL of any given component or system. Users should work with their consultant to consider modifications to the scope of the PCA that may reduce uncertainties.4.3.2 Suggested Remedies—The guide recognizes that a suggested remedy may be determined under time constraints, formed without the aid of engineering calculations, testing, exploratory probing, the removal or relocation of materials, design, or other technically exhaustive means. Furthermore, there may be other alternatives or more appropriate schemes or methods to remedy a physical deficiency. The suggested remedies are generally formed without detailed knowledge from those familiar with the historical or actual performance of the building system or building component.4.3.3 Not Technically Exhaustive—The PCA is not intended to be construed as technically exhaustive. There is a point at which the cost of information obtained, or the time required to conduct the PCA and prepare the PCR, may outweigh the usefulness of the information and, in fact, may be a material detriment to the orderly and timely completion of a commercial real estate transaction. It is the intent of this guide to attempt to identify a balance between limiting the costs and time demands inherent in performing a PCA and reducing the uncertainty about unknown physical deficiencies resulting from completing additional inquiry.4.3.4 Representative Observations—The purpose of conducting representative observations is to convey to the user the expected magnitude of commonly encountered or anticipated conditions. Recommended representative observation quantities for various asset types are provided in Annex A1; however, if in the consultant’s opinion, the recommended representative observations are unwarranted as a result of homogeneity of the asset or other reasons deemed appropriate, the field observer may survey sufficient units, areas, buildings, building systems, and building components so as to comment with reasonable confidence as to the representative presence of physical deficiencies at such repetitive or similar areas, building systems, and building components. If there is more than one building on the subject property, and they are homogeneous with respect to approximate age, use, basic design, materials, and systems, it is not a requirement of this guide for the field observer to observe the building systems and building components within each individual building to describe or comment on their condition within the PCR. The descriptions and observations provided in the PCR are to be construed as representative of all similar improvements.4.3.4.1 User-Mandated Representative Observations—A user may mandate the representative observations required for a given subject property or a particular building system or building component. Such representative observations may be more or less detailed than this guide's recommended representative observations as provided in Annex A1.4.3.4.2 Extrapolation of Findings—Consultant may reasonably extrapolate representative observations and findings to all typical areas or systems of the subject property for the purposes of describing such conditions within the PCR and preparing the opinions of costs for suggested remedies.4.3.5 Level of Due Diligence is Variable—Not every subject property will warrant the same level of assessment. The appropriate level of assessment is guided by the purpose the PCA is to serve; type of subject property; age of the improvements; expertise and risk tolerance of the user; and time available for preparing and reviewing the opinions contained in the PCR.4.4 Prior PCR Usage—This guide recognizes that PCRs prepared in accordance with this guide may include information that subsequent users and consultants may want to use to avoid duplication and to reduce cost. Therefore, this guide includes procedures to assist users and consultants in determining the appropriateness of using such information. In addition to the specific procedures contained elsewhere in this guide, the following should be considered:4.5 Use of Prior PCR Information—Information contained in prior property condition reports may be helpful to assist in understanding the subject property and planning the walk-through survey and research for the completion of a current PCR. Such information should serve only as an aid to a consultant in fulfilling the requirements of this guide and to assist the field observer in the walk-through survey, research, and the field observer’s understanding of the subject property; and should be verified during the completion of a current assessment.4.5.1 Comparison with a Previously Prepared PCR—Discrepancies between a PCR and a previously prepared PCR are not indicative that either PCR is deficient. User requirements and objectives, the purpose of the PCR, qualifications and experience of the assessment team, time available to complete the PCR, access to and availability of information, hindsight, new or additional information, enhanced visibility because of improved weather or site conditions, equipment not in a shutdown mode, specific building systems and building components observed, and other factors may significantly impact the findings and opinions of the PCR. It should not be concluded or assumed that a previous PCR was deficient because the previous PCA did not discover a certain physical deficiency, or because opinions of costs in the previous PCR are different. Because a PCR contains a representative indication of the condition of the subject property at the time of the walk-through survey and is dependent on the information available to the consultant at that time, the PCR should be evaluated on the reasonableness of judgments made at the time and under the circumstances in which they are made.4.5.2 Conducting Current Walk-Through Surveys—At a minimum, for a PCR to be consistent with this guide, a new walk-through survey, interviews, and solicitation and review of building and fire department records for recorded material violations should be performed.4.6 Actual Knowledge Exception—If the user or consultant conducting a PCA has actual knowledge that the information from a prior PCR is not accurate, or if it is obvious to the field observer that the information is not accurate, such information from a prior PCR should not be used.4.7 Contractual Issues—This guide recognizes that contractual and legal obligations may exist between prior and subsequent users of PCRs, or between users and consultants who performed prior PCRs, or both. Consideration of such contractual obligations is beyond the scope of this guide. Furthermore, a subsequent user of a prior PCA should be apprised that the report may have been prepared for purposes other than the current desired purpose of the PCR and should determine the contractual purpose and scope of the prior PCA.4.8 Rules of Engagement—The contractual and legal obligations between a user and consultant (and other parties, if any) are outside the scope of this guide. No specific legal relationship between the user and consultant was considered during the preparation of this guide.1.1 Purpose—The purpose of this guide is to provide a framework for conducting a property condition assessment (PCA) of the primary improvements at commercial real estate properties by performing a walk-through survey and conducting research as outlined within this guide.1.1.1 Physical Deficiencies—The goal of the baseline process for property condition assessments is to identify and communicate material physical deficiencies to a user.1.1.2 Walk-Through Survey—This guide outlines procedures for conducting a walk-through survey to identify physical deficiencies, and recommends various building systems and building components that should be observed by the field observer.1.1.3 Document Reviews and Interviews—The scope of this guide includes document reviews, research, and interviews to augment the walk-through survey to assist with understanding the subject property and identification of physical deficiencies.1.1.4 Property Condition Report—The work product resulting from completing a PCA in accordance with this guide is a property condition report (PCR). The PCR incorporates the information obtained during the Walk-Through Survey, the Document Review and Interviews sections of this guide and includes opinions of costs for suggested remedies of observed physical deficiencies.1.2 Objectives—Objectives in the development of this guide are to: (1) provide a framework for conducting a property condition assessment (PCA) of the primary improvements located on a parcel of commercial real estate; (2) facilitate consistent and pertinent content in PCRs; (3) develop pragmatic and reasonable recommendations and expectations for site observations, document reviews and research associated with conducting PCAs and preparing PCRs; (4) establish reasonable expectations for PCRs; (5) assist in developing an industry standard of care for appropriate baseline observations and research; and (6) recommend protocols for the consultants for communicating observations, opinions, and recommendations in a manner meaningful to the user.1.3 Out of Considerations and Excluded Activities—The use of this guide is strictly limited to the scope set forth herein. Section 12 and Appendix X1 of this guide identify, for informational purposes, certain considerations and physical conditions that may exist on the subject property, and certain activities or procedures (not an all-inclusive list) that are beyond the scope of this guide but may warrant consideration by parties to a commercial real estate transaction to enhance the PCA. Users should work with a knowledgeable consultant to identify additional considerations and concerns to be evaluated. The decision to inquire into out-of-scope considerations or extend the assessment to include excluded activities is to be made by the user. No assessment of out-of-scope considerations is required for a PCA to be conducted in conformance with this guide.1.4 Organization of This guide—This guide consists of several sections, an Annex and two (2) Appendixes. Section 1 is the . Section 3 on Terminology contains definitions of terms both unique to this guide and not unique to this guide, and acronyms. Section 4 sets out the of this guide, and Section 5 describes the User's Responsibilities. Sections 6 through 11 provide guidelines for the main body of the PCR, including the scope of the walk-through survey, preparation of the opinions of costs to address physical deficiencies, and preparation of the PCR. Section 12 provides additional information regarding out-of-scope considerations, activities, and procedures (see section 1.3). Annex A1 provides guidance relating to specific asset types that are considered as integral to this guide. Appendix X1 describes additional concerns a user may consider in modification of the scope of the PCR. Appendix X2 and Appendix X3 outline an approach to limited accessibility screenings.     TABLE OF CONTENTS1    1.1 Purpose  1.2 Objectives  1.3 Out of Considerations and Excluded Activities  1.4 Organization of This guide  1.5 Multiple Buildings  1.6 Safety Concerns3 Terminology  3.2 Definitions  3.3 Abbreviations and Acronyms4   4.1 Use  4.2 Clarification of Use of Assessments  4.3 Principles  4.4 Prior PCR Usage  4.5 Use of Prior PCR Information  4.6 Actual Knowledge Exception  4.7 Contractual Issues  4.8 Rules of Engagement5 User's Responsibilities  5.1 Objectives and of Assessment  5.2 Point of Contact  5.3 Access  5.4 User Disclosure6 Property Condition Assessment  6.1 Objective  6.2 PCA Components  6.3 Coordination of Components  6.4 Consultant's Duties7 The Consultant  7.1 Qualifications of the Consultant  7.2 Staffing of the Field Observer  7.3 Independence of the Consultant  7.4 Qualifications of the Field Observer  7.5 Qualifications of the PCR Reviewer  7.6 The Field Observer and PCR Reviewer May Be a Single Individual  7.7 Not a Professional Architectural or Engineering Service8 Document Review and Interviews  8.1 Objective  8.2 Verification of Information Provided by Others  8.3 Accuracy and Completeness  8.4 Government Agency Provided Information  8.5 Pre-Survey Questionnaire  8.6 Owner/User Provided Documentation and Information  8.7 Interviews9 Walk-Through Survey  9.1 Objective  9.2 Frequency  9.3 Photographs  9.4   9.5 Additional Considerations10 Opinions of Costs to Remedy Physical Deficiencies  10.1 Purpose  10.2   10.3 Opinions of Costs Attributes11 Property Condition Report  11.1 Format  11.2 Writing Protocols  11.3 Documentation  11.4 Executive Summary  11.5 Purpose and   11.6 Walk-Through Survey  11.7 Document Reviews and Interviews  11.8 Additional Considerations  11.9 Qualifications  11.10 Limiting Conditions  11.11 Exhibits12 Out of Considerations  12.1 Activity Exclusions  12.2 Warranty, Guarantee, and Code Compliance Exclusions  12.3 Additional/General Considerations13 KeywordsAnnex A1 GUIDANCE AND ENHANCED DUE DILIGENCE SERVICES  A1.1 Multifamily Properties  A1.2 Commercial Office Buildings  A1.3 Retail Buildings   Appendix X1 GUIDANCE AND ENHANCED DUE DILIGENCE SERVICES  X1.1 Qualifications  X1.2 Modifications to the Baseline ProcessAppendix X2 AMERICANS WITH DISABILITIES ACT (ADA) ABBREVIATED ADA SCREENINGAppendix X3 FAIR HOUSING ACT (FHA) ABBREVIATED FHA SCREENING1.5 Multiple Buildings—If the subject property is comprised of multiple buildings, it is the intent of this guide that all of the primary improvements are discussed in one PCR.1.6 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use.1.7 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.

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ASTM E1983-98 Standard Guide for Assessment of Wetland Functions (Withdrawn 2007) Withdrawn, No replacement 发布日期 :  1970-01-01 实施日期 : 

1.1 This guide covers assisting wetland managers by prescribing a sequence of steps for defining the assessing wetland functions. This guide also identifies properties that must be considered in the selection of a wetland assessment procedure to determine whether it will assist in satisfying the requirements of wetland regulatory programs or produce valid design criteria for planned wetlands, or both. This guide can help wetland managers use existing assessment procedures more effectively during the decision-making process. The outcome of the assessment is dependent on many factors including the selected procedure, the sampling design, and assumptions; therefore, decisions and assumptions made should be documented throughout the process. While this guide is developed to assist in satisfying the requirements of wetland regulatory programs, it can also be used in a variety of planning, management, and educational situations.1.2 The guide is not intended for use in assigning values to wetland functions in terms of economic (for example, dollars) or other value units. However, the information that is gathered while assessing wetland functions may be useful in meeting this objective when used in conjunction with other information (for example, see Refs (1) and (2)).1.3 This guide applies to assessment procedures designed for application at the ecosystem scale. It does not address the less commonly used landscape level models or the use of wetland assessment procedures for cumulative impacts analysis (3-5).1.4 Limitations-This guide does not include a standard wetland assessment procedure or models for assessing function. This guide has been written primarily to complement and to aid in the selection of current procedures. There are several procedures for quantifying wetland functions and each has been developed for specific purposes. The suitability of a procedure depends on assessment objectives, wetland type, availability of applicable models given the wetland type and objectives, and policy of local decision makers. There are continuous efforts to develp new and improved methods that could override any one recommended standard practice.1.5 The values stated in inch-pound units are to be regarded as the standard. The SI units given in parentheses are for information only.1.6 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety and health practices and determine the applicability of regulatory limitations prior to use.

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5.1 The quality and consequently the clinical performance of implants may be affected by residues. Residues may induce no tissue response, minor tissue irritations, or they may lead to local inflammation of tissues surrounding the implant which may lead to failure in short-term or long-term use. Residues may also cause harm at locations away from the implant. Residues may originate from manufacturing materials used in the course of processing or from the manufacturing environment, or may be the result of handling and packaging (1-3).105.2 This practice shall be used to report the results of testing for residue. All residues cannot necessarily be detected. It suggests standard techniques that may be applied for analysis, and provides suggestions for how limit values may be set.5.3 Residues may be of inorganic, organic, or biological nature. They may exhibit as surface-bound substance, or as adsorbates (for example, electrostatically held), efflorescence, or mechanically held substances. Residues may be soluble in aqueous media, soluble in organic solvents, or may be insoluble particulates.5.4 Data generated in validation processes (that is, cleaning validation or sterility validation) may be used as results or as basis for setting acceptance criteria in the report.1.1 The purpose of this practice is to describe how the cleanliness of single-use implants as manufactured shall be reported. This practice proposes how to approach the identification of critical compounds and suggests different analytical methods.1.2 The practice does not address substances which are intrinsic to the implant properties or design. In particular, it does not address substances released during implant resorption, implant coatings, or leachables by design.1.3 This practice does not address the cleanliness of implants which are re-processed, re-cleaned after unpacking for re-use in the hospital or by the manufacturer.1.4 This practice does not establish limit values for residues.1.5 This practice suggests appropriate test methods for the general specification of residues and residue requirements of implants and single-use sterile instruments. This practice may also be used to characterize semi-finished components for implants.1.6 The test methods suggested and described herein refer to established analytical methods and to existing standard methods for chemical, biochemical, or biological analysis.1.7 This practice is intended solely to provide guidance regarding suitable test methods and reporting conventions for residues, which may or may not affect implant biocompatibility. This practice does not suggest or recommend test methods for biocompatibility, which may be found in Practice F748 or in ISO 10993-1.1.8 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use.1.9 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.

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4.1 Uses—This practice is intended for use on a voluntary basis by parties who wish to assess the environmental condition of forestland or rural property taking into account commonly known and reasonably ascertainable information. While use of this practice is intended to constitute all appropriate inquiries for purposes of the LLPs, it is not intended that its use be limited to that purpose. This practice is intended primarily as an approach to conducting an inquiry designed to identify recognized environmental conditions in connection with a subject property. No implication is intended that a person shall use this practice in order to be deemed to have conducted inquiry in a commercially prudent or reasonable manner in any particular transaction. Nevertheless, this practice is intended to reflect good commercial and customary practice. (See 1.5.)4.2 Clarifications on Use: 4.2.1 Use Not Limited to CERCLA—This practice is designed to assist the user in developing information about the environmental condition of a subject property and as such, has utility for a wide range of persons, including those who may have no actual or potential CERCLA liability and/or may not be seeking the LLPs.4.2.2 Residential Occupants/Lessees/Purchasers and Others—No implication is intended that it is currently customary practice for residential occupants/lessees of multifamily residential buildings, occupants/lessees of single-family homes or other residential real estate, or purchasers of dwellings for one's own residential use, to conduct an environmental site assessment in connection with these transactions. Thus, these transactions are not included in the term forestland or rural property transactions, and it is not intended to imply that such persons are obligated to conduct an environmental site assessment in connection with these transactions for purposes of all appropriate inquiries or for any other purpose.4.2.3 Site-specific—This practice is site-specific in that it relates to the assessment of environmental conditions for a subject property comprising forestland or rural property. Consequently, this practice does not address many additional issues raised in transactions such as purchases of business entities or interests therein, or of their assets, that may well involve environmental liabilities pertaining to properties previously owned or operated or other off-site environmental liabilities.4.3 Related Standard Practice—This practice sets forth one procedure for an environmental site assessment known as a “Phase I Environmental Site Assessment for Forestland or Rural Property,” “Phase I Environmental Site Assessment,” a “Phase I ESA,” or simply a “Phase I.” This practice is separate from and is applicable to different types of property than Practice E1527 as further described in 4.3.1. These practices are each intended to meet the standard of all appropriate inquiries necessary to qualify for the LLPs. It is essential to consider that these practices, taken together, provide for two alternative practices of all appropriate inquiries for forestland or rural property.4.3.1 Election to Commence with This Practice—The user may commence inquiry to identify recognized environmental conditions in connection with a subject property by performing this practice when conditions identified in 1.1 are met. A primary consideration in applying this practice instead of E1527 is the nature and extent of the subject property being assessed, as the typical environmental concerns, sources for interviews and records, and the methodology used to perform the site reconnaissance may differ significantly. The subject property need not be contiguous and may contain isolated areas of non-forestland and non-rural property. This practice is intended to provide a more practical approach to assess rural property and forestland properties that are generally uniform in use.4.3.2 Who May Conduct—Whenever a Phase I Environmental Site Assessment is conducted, it must be conducted by an environmental professional, as defined in Appendix X2 (and 40 C.F.R. 312.10(b)), to the extent specified in 7.5.1. Further, at the Phase I Environmental Site Assessment level, no practical standard can be designed to eliminate the role of judgment and the value and need for experience in the party performing the inquiry. The professional judgment of an environmental professional is, consequently, vital to conducting all appropriate inquiries at the Phase I Environmental Site Assessment level.4.4 Additional Services—As set forth in 12.10, additional services may be contracted for between the user and the environmental professional. Such additional services may include BER issues not included within the scope of this practice, examples of which are identified in Section 13 under Non- Considerations.4.5 Principles—The following principles are an integral part of this practice and are intended to be referred to in resolving any ambiguity or exercising such discretion as is accorded the user or environmental professional in conducting an environmental site assessment or in judging whether a user or environmental professional has conducted all appropriate inquiry or has otherwise conducted an adequate environmental site assessment.4.5.1 Uncertainty Not Eliminated—No environmental site assessment can wholly eliminate uncertainty regarding the potential for recognized environmental conditions in connection with a subject property. Performance of this practice is intended to reduce, but not eliminate, uncertainty regarding the potential for recognized environmental conditions in connection with a subject property, and this practice recognizes reasonable limits of time and cost.4.5.2 Not Exhaustive—All appropriate inquiries does not mean an exhaustive assessment of a property. There is a point at which the cost of information obtained or the time required to gather it outweighs the usefulness of the information and, in fact, may be a material detriment to the orderly completion of transactions. One of the purposes of this practice is to identify a balance between the competing goals of limiting the costs and time demands inherent in conducting an environmental site assessment and the reduction of uncertainty about unknown conditions resulting from additional information.4.5.3 Level of Inquiry Is Variable—Not every property will warrant the same level of assessment. Consistent with good commercial or customary standards and practices as defined at 42 U.S.C. § 9601(35)(B), the appropriate level of environmental site assessment will be guided by the type of property subject to assessment, the expertise and risk tolerance of the user, future intended uses of the subject property disclosed to the environmental professional, and the information developed in the course of the inquiry. This practice is no less stringent than Practice E1527; however, the means by which this practice intends to satisfy that level of all appropriate inquiries within reasonable time and cost constraints are different than under Practice E1527. Site reconnaissance of isolated areas of the property that include activities outside the definition of forestland or rural property should be addressed using methodologies such as those provided in E1527. See also section 1.1.1.4.5.4 Comparison with Subsequent Inquiry—It should not be concluded or assumed that an inquiry was not all appropriate inquiries merely because the inquiry did not identify recognized environmental conditions in connection with a subject property. Environmental site assessments must be evaluated based on the reasonableness of judgments made at the time and under the circumstances in which they were made. Subsequent environmental site assessments should not be considered valid standards to judge the appropriateness of any prior assessment based on hindsight, new information, use of developing technology or analytical techniques, or other factors.4.5.5 Point in Time—The environmental site assessment is based upon conditions at the time of completion of the individual environmental site assessment elements (see 7.2).4.6 Continued Viability of Environmental Site Assessment: 4.6.1 Presumed Viability—Subject to 4.8 and the user’s responsibilities set forth in Section 6, an environmental site assessment meeting or exceeding this practice is presumed to be viable when it is completed less than 180 days prior to the date of acquisition of the subject property (or, for transactions not involving an acquisition, the date of the intended transaction). The completion dates of the components presented in 4.6.2(i), (iii), (iv), and (v) for interviews, review of government records, visual inspections, and declaration by environmental professional, shall be identified in the report. Completion of searches for recorded environmental cleanup liens (4.6.2(ii)) is a user responsibility; however, if the user has engaged the environmental professional to conduct these searches, then that date shall also be identified in the report.4.6.2 Updating of Certain Components—Subject to 4.8 and the user’s responsibilities set forth in Section 6, an environmental site assessment meeting or exceeding this practice, and for which the information was collected within one year prior to the date of acquisition of the subject property, may be used provided that the following components of the inquiries were updated within 180 days of the date of purchase or the date of the intended transaction; the 180-day period shall commence from the completion of any of these components, whichever is first:(i) interviews with owners, operators, and occupants;(ii) searches for recorded environmental cleanup liens (a user responsibility, see Section 6);(iii) searches of federal, tribal, state, and local government records;(iv) visual inspections of the subject property and of adjoining properties; and(v) the declaration by the environmental professional responsible for the assessment or update.4.6.3 Compliance with All Appropriate Inquiries—To qualify for one of the threshold criteria for satisfying the LLPs to CERCLA liability, the all appropriate inquiries components listed in 4.6.2 must be conducted or updated within 180 days of and prior to the date of acquisition of the subject property, and all other components of all appropriate inquiries must be conducted within one year prior to the date of acquisition of the subject property. The date of the report generally does not represent the date the individual components of all appropriate inquiries were completed and should not be used when evaluating compliance with the 180-day or 1-year all appropriate inquiries requirements.4.6.4 User’s Responsibilities—If, within the period described above, the environmental site assessment will be used by a user different than the user for whom the environmental site assessment was originally prepared, the subsequent user must also satisfy the user’s responsibilities in Section 6.4.7 Prior Assessment Usage—This practice recognizes that environmental site assessments conducted in accordance with this practice will include information that subsequent users may want to use to avoid undertaking duplicative assessment procedures. Therefore, this practice describes procedures to be followed to assist users in determining the appropriateness of using information in environmental site assessments performed more than one year prior to the date of acquisition of the subject property (or for transactions not involving an acquisition such as a lease or refinance, the date of the intended transaction). The system of prior assessment usage is based on the following principles that should be adhered to in addition to the specific procedures set forth elsewhere in this practice:4.7.1 Use of Prior Information—Subject to the requirements set forth in 4.6, users and environmental professionals may use information in prior environmental site assessments provided such information was generated as a result of procedures that meet or exceed the requirements of this practice. However, such information shall not be used without current investigation of conditions likely to affect recognized environmental conditions in connection with the subject property. Additional tasks may be necessary to document conditions that may have changed materially since the prior environmental site assessment was conducted. Nothing in this practice is intended to convey a right to use or rely upon resources, information, findings, or opinions provided in prior assessments.4.7.2 Contractual Issues Regarding Prior Assessment Usage—The contractual and legal obligations between prior and subsequent users of environmental site assessments or between environmental professionals who conducted prior environmental site assessments and those who would like to use such prior environmental site assessments are beyond the scope of this practice.4.8 Actual Knowledge Exception—If the user or environmental professional conducting an environmental site assessment has actual knowledge that the information being used from a prior environmental site assessment is not accurate or if it is obvious , based on other information obtained by means of the environmental site assessment or known to the person conducting the environmental site assessment, that the information being used is not accurate, such information from a prior environmental site assessment may not be used.4.9 Rules of Engagement—The contractual and legal obligations between an environmental professional and a user (and other parties, if any) are outside the scope of this practice. No specific legal relationship between the environmental professional and the user is necessary for the user to meet the requirements of this practice.4.10 Organization of This Practice—This practice has thirteen sections and six appendices. Section 1 is the . Section 2 is Referenced Documents. Section 3, Terminology, has definitions of terms not unique to this practice, descriptions of terms unique to this practice, and acronyms. Section 4 is of this practice. Section 5 provides discussion regarding activity and use limitations. Section 6 describes User’s Responsibilities. Sections 7 – 12 are the main body of the Phase I Environmental Site Assessment, including evaluation and report preparation. Section 13 provides additional information regarding non-scope considerations (see 1.4). The appendices are included for information and are not part of the procedures prescribed in this practice. Appendix X1 explains the liability and defense provisions of CERCLA that will assist the user in understanding the user’s responsibilities under CERCLA; it also contains other important information regarding CERCLA, the Brownfields Amendments, and this practice. Appendix X2 provides the definition of the environmental professional responsible for the Phase I Environmental Site Assessment, as required in the “All Appropriate Inquiries” Final Rule (40 C.F.R. Part 312). Appendix X3 provides an optional User Questionnaire to assist the user and the environmental professional in gathering information from the user that may be material to identifying recognized environmental conditions. Appendix X4 offers an additional examination of the recognized environmental condition definition. Appendix X5 provides a suggested table of contents and report format for a Phase I Environmental Site Assessment. Appendix X6 summarizes non-scope considerations that persons may want to assess.1.1 Purpose—The purpose of this practice is to provide an alternative method to ASTM E1527 for good commercial and customary practices in the United States of America for conducting a Phase I Environmental Site Assessment2 of forestland or rural property with respect to the range of contaminants within the scope of the Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA) and petroleum products. As such, this practice is intended to permit a user to satisfy one of the requirements to qualify for the innocent landowner, contiguous property owner, or bona fide prospective purchaser limitations on CERCLA liability (hereinafter, the “landowner liability protections,” or “LLPs”): that is, the practice that constitutes “all appropriate inquiries” into the previous ownership and uses of a property consistent with good commercial and customary standards and practices as defined at 42 U.S.C. §9601(35)(B). (See Appendix X1 for an outline of CERCLA's liability and defense provisions.) Controlled substances are not included within the scope of this standard. Persons conducting an environmental site assessment as part of an EPA Brownfields Assessment and Characterization Grant awarded under CERCLA 42 U.S.C. §9604(k)(2)(B) must include controlled substances as defined in the Controlled Substances Act (21 U.S.C. §802) within the scope of the assessment investigations to the extent directed in the terms and conditions of the specific grant or cooperative agreement. Additionally, an evaluation of business environmental risk (BER) associated with a parcel of commercial real estate may necessitate investigation beyond that identified in this practice (see 1.4 and Section 13).1.1.1 Standard Practice Selection—The methodology included in this practice is an effective and practical process for achieving the objectives of a Phase I Environmental Site Assessment of forestland or rural property when some of the methodologies of ASTM E1527 are deemed to be impractical or unnecessary due to the size or nature of the property. This practice is intended to provide a more practical approach to assess rural and forestland properties that are generally uniform in use. A primary consideration in applying this practice instead of E1527 is the nature and extent of the property being assessed, as the typical environmental concerns, sources for interviews and records, and the methodology used to perform the site reconnaissance may differ significantly. The property to be assessed using this standard practice need not be contiguous and may contain isolated areas of non-forestland and non-rural property. Site reconnaissance of isolated areas of the property that include activities outside the definition of forestland or rural property should be addressed using methodologies such as those provided in E1527, which may be conducted and reported in conjunction with this practice, as discussed in 4.5.3.1.1.2 Recognized Environmental Conditions—The goal of the processes established by this practice is to identify recognized environmental conditions. The term recognized environmental condition means (1) the presence of hazardous substances or petroleum products in, on, or at the subject property due to any release to the environment; (2) the likely presence of hazardous substances or petroleum products in, on, or at the subject property due to a release or likely release to the environment; or (3) the presence of hazardous substances or petroleum products in, on, or at the subject property under conditions that pose a material threat of a future release to the environment. A de minimis condition is not a recognized environmental condition.1.1.3 Related Standard Practices—This practice is closely related to Standard Practice E1527. Standard Practice E1527 is an environmental site assessment for commercial real estate (see 4.3).1.1.4 Petroleum Products—Petroleum products are included within the scope of this practice because they are of concern with respect to many parcels of forestland or rural property and current custom and usage is to include an inquiry into the presence of petroleum products when conducting an environmental site assessment of forestland or rural property. Inclusion of petroleum products within the scope of this practice is not based upon the applicability, if any, of CERCLA to petroleum products.1.1.5 CERCLA Requirements Other Than Appropriate Inquiries—This practice does not address whether requirements in addition to all appropriate inquiries have been met in order to qualify for the LLPs (for example, the duties specified in 42 U.S.C. §§9607(b)(3)(a) and (b) and cited in Appendix X1 including the continuing obligation not to impede the integrity and effectiveness of activity and use limitations (AULs), or the duty to take reasonable steps to prevent releases, or the duty to comply with legally required release reporting obligations).1.1.6 Other Federal, State, and Local Environmental Laws—This practice does not address requirements of any state or local laws or of any federal laws other than the All Appropriate Inquiries provisions of the LLPs. Users are cautioned that federal, state, and local laws may impose environmental assessment obligations that are beyond the scope of this practice. Users should also be aware that there are likely to be other legal obligations with regard to hazardous substances or petroleum products discovered in, on, or at the subject property that are not addressed in this practice and that may pose risks of civil and/or criminal sanctions for non-compliance.31.1.7 Documentation—The scope of this practice includes research and reporting requirements that support the user's ability to qualify for the LLPs. As such, sufficient documentation of all sources, records, and resources utilized in conducting the inquiry required by this practice must be provided in the written report (refer to 8.1.9 and 12.2).1.2 Objectives—Objectives guiding the development of this practice are (1) to synthesize and put in writing good commercial and customary practices for environmental site assessments for forestland or rural property; (2) to facilitate high quality, standardized environmental site assessments; (3) to provide a practical and reasonable standard practice for all appropriate inquiries; and (4) to clarify an industry standard for all appropriate inquiries in an effort to guide legal interpretation of the LLPs.1.3 Units—The values stated in inch-pound units are to be regarded as the standard. The values given in parentheses are mathematical conversions to SI units that are provided for information only and are not considered standard.1.4 Considerations Beyond —The use of this practice is strictly limited to the scope set forth in this section. Section 13 of this practice identifies, for informational purposes, certain environmental conditions (for example, threatened and endangered species and non-point source considerations) that may exist on a forestland or rural property that are beyond the scope of this practice, but may warrant discussion between the environmental professional and the user about a forestland or rural property transaction. The need to include an investigation of any such conditions in the environmental professional's scope of services should be evaluated based upon, among other factors, the nature of the subject property and the reasons for performing the assessment (for example, a more comprehensive evaluation of business environmental risk), and should be agreed upon between the user and environmental professional as additional services beyond the scope of this practice prior to initiation of the environmental site assessment process.1.5 This practice offers a set of instructions for performing one or more specific operations and should be supplemented by education, experience, and professional judgment. Not all aspects of this practice may be applicable in all circumstances. This ASTM standard practice does not necessarily represent the standard of care by which the adequacy of a given professional service must be judged, nor should this document be applied without consideration of a project's unique aspects. The word “standard” in the title means only that the document has been approved through the ASTM consensus process.1.6 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use.1.7 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.

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